HOLEMAN ALLEN BERNARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HOLEMAN ALLEN BERNARD appears on 11 filing roles across Form ADV (11).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER & CO. INC. | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | J.P. MORGAN SECURITIES LLC | CCO | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER INVESTMENT MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS MULTI-MANAGER, L.L.C. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER ASSET MANAGEMENT | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | TROON MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | ADVANTAGE ADVISERS PRIVATE EQUITY MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER CATALYST MANAGEMENT LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | OPPENHEIMER VALUE PARTNERS LP | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | AUGUSTA MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |