SPAULDING LAWRENCE PETER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SPAULDING LAWRENCE PETER appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OPPENHEIMER & CO. INC. | DIRECTOR | NEW YORK, NY |
| — | Form ADV | CIBC WORLD MARKETS CORP. | CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR | NEW YORK, NY |