FISCHER CAROL LYNN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FISCHER CAROL LYNN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | FIRST VP, BRANCH SUPPORT & SUPERVISION | FAIRFIELD, IA |
| — | Form ADV | PALISADE ASSET MANAGEMENT, LLC | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER AND PRINCIPAL | MINNEAPOLIS, MN |
| — | Form ADV | CAMBRIDGE RETIREMENT ADVISORS | VICE PRESIDENT, ADVISOR SERVICES/CROP | FAIRFIELD, IA |
| — | Form ADV | PALISADE INVESTMENT ADVISORS, LLC | CHIEF OPERATIONS OFFICER, CHIEF COMPLIANCE OFFICER | MINNEAPOLIS, MN |
| — | Form ADV | CAMBRIDGE INVESTMENT RESEARCH, INC. | VICE PRESIDENT, OFFICE ADMINISTRATION/CROP/SROP/ROP/MSRBP | FAIRFIELD, IA |