CHAFFEE HAROLD GERARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CHAFFEE HAROLD GERARD appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | B. RILEY WEALTH ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | MEMPHIS, TN |
| — | Form ADV | B. RILEY WEALTH PRIVATE SHARES, LLC | CHIEF COMPLIANCE OFFICER | MEMPHIS, TN |
| — | Form ADV | AMERICAN PORTFOLIOS ADVISORS. INC | CCO | HOLBROOK, NY |
| — | Form ADV | TRIAD ADVISORS, LLC | VP, CHIEF COMPLIANCE OFFICER | ATLANTA, GA |
| — | Form ADV | NATIONAL PRIVATE SHARES, INC. | CHIEF COMPLIANCE OFFICER | BOCA RATON, FL |