POLANIN JOHN JR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. POLANIN JOHN JR appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | UBS FINANCIAL SERVICES INC. | DIRECTOR OF COMPLIANCE | WEEHAWKEN, NJ |
| — | Form ADV | UBS SECURITIES LLC | EXECUTIVE DIRECTOR, COMPLIANCE DIRECTOR | NEW YORK, NY |