URCIUOLI JOSEPH JOHN

URCIUOLI JOSEPH JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. URCIUOLI JOSEPH JOHN appears on 3 filing roles across Form ADV (3).

Registered advisers

SPECTRUM ASSET MANAGEMENT, INC. — MANAGING DIRECTOR & HEAD OF RESEARCH
SUMMIT PLANNING GROUP, INC. — PRESIDENT & CHIEF COMPLIANCE OFFICER
SPECTRUM ASSET MANAGEMENT, INC. — SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH

Filings (3)

Filed	Source	Entity	Role	Location
—	Form ADV	SPECTRUM ASSET MANAGEMENT, INC.	MANAGING DIRECTOR & HEAD OF RESEARCH	STAMFORD, CT
—	Form ADV	SUMMIT PLANNING GROUP, INC.	PRESIDENT & CHIEF COMPLIANCE OFFICER	E. SYRACUSE, NY
—	Form ADV	SPECTRUM ASSET MANAGEMENT, INC.	SENIOR VICE PRESIDENT, DIRECTOR OF RESEARCH	STAMFORD, CT

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