CARTER THOMAS ANTHONY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARTER THOMAS ANTHONY appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALPS ADVISORS, INC. | TREASURER, MANAGING DIRECTOR-SALES AND FINANCE | DENVER, CO |
| — | Form ADV | RIDGELINE RESEARCH LLC | PRESIDENT | — |
| — | Form ADV | RED ROCKS CAPITAL LLC | PRESIDENT | DENVER, CO |