WISWALL TRACY LEIGHTON appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WISWALL TRACY LEIGHTON appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAPITAL SECURITIES OF AMERICA, INC. | CHIEF COMPLIANCE OFFICER | HARTVILLE, OH |
| — | Form ADV | B RILEY WEALTH MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | MEMPHIS, TN |