FEIN KEVIN LINDSEY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FEIN KEVIN LINDSEY appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | TD PRIVATE CLIENT WEALTH LLC | CCO | NEW YORK, NY |
| — | Form ADV | CITIZENS SECURITIES, INC. | CHIEF COMPLIANCE OFFICER / DIRECTOR | JOHNSTON, RI |
| — | Form ADV | CITIZENS INVESTMENT ADVISORS | SENIOR VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | JOHNSTON, RI |
| — | Form ADV | TDAM USA INC. | CHIEF COMPLIANCE OFFICER | TORONTO, ONTARIO |
| — | Form ADV | ST JOHNS INVESTMENT MANAGEMENT CO | SVP, CHIEF COMPLIANCE OFFICER | JACKSONVILLE, FL |
| — | Form ADV | COMPASS BANK ASSET MANAGEMENT GROUP | SVP | HOUSTON, TX |