ZORIC STEVEN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ZORIC STEVEN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | GENERAL COUNSEL AND CHIEF OPERATING OFFICER | NEW YORK, NY |
| — | Form ADV | RMF INVESTMENT MANAGEMENT (USA) CORP. | DIRECTOR, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MAN INVESTMENTS (USA) CORP. | DIRECTOR, VICE PRESIDENT, SECRETARY, CHIEF LEGAL OFFICER AND CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | MAN INVESTMENTS (USA) LLC | CHIEF LEGAL AND COMPLIANCE OFFICER/SECRETARY | NEW YORK, NY |