SUMBERG RICHARD LOUIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SUMBERG RICHARD LOUIS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THE FINANCIAL ADVISORS, LLC | MANAGING MEMBER | ANDOVER, MA |
| — | Form ADV | RICHARD L SUMBERG | OWNER, CHIEF COMPLIANCE OFFICER | ANDOVER, MA |