HICKS KARL L appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HICKS KARL L appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | THE LEONARD FINANCIAL GROUP, LLC | MEMBER/CHIEF COMPLIANCE OFFICER | RIVERSIDE, CA |
| — | Form ADV | HYPERION GMAC CAPITAL ADVISORS, LLC | CHAIRMAN, CEO & BOARD OF MANAGERS | NEW YORK, NY |