PEIKIN ROGER B appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. PEIKIN ROGER B appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | ALETHEIA RESEARCH AND MANAGEMENT INC | EXECUTIVE VICE-PRESIDENT, CHIEF LEGAL OFFICER, CFO, CHIEF COMPLIANCE OFFICER | SANTA MONICA, CA |
| — | Form ADV | RESOLUTE CAPITAL MANAGEMENT LLC | MEMBER | WASHINGTON, DC |