SHANNON JAMES JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHANNON JAMES JOSEPH appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | GUGGENHEIM PARTNERS INVESTMENT MANAGEMENT, LLC | GLOBAL HEAD OF GI OPERATIONS | NEW YORK, NY |
| — | Form ADV | INDUS CAPITAL PARTNERS, LLC | MEMBER | NEW YORK, NY |
| — | Form ADV | TFS CAPITAL LLC | DIRECTOR AND CHIEF FINANCIAL OFFICER | WEST CHESTER, PA |
| — | Form ADV | PRIVATE ADVISORS LLC | CHIEF OPERATING & COMPLIANCE OFFICER | RICHMOND, VA |