FOLIAS DEAN ALLAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FOLIAS DEAN ALLAN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BMO ASSET MANAGEMENT CORP. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | STOKER OSTLER WEALTH ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | SCOTTSDALE, AZ |
| — | Form ADV | HOWE BARNES CAPITAL MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | HOEFER & ARNETT CAPITAL MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | SAN FRANCISCO, CA |
| — | Form ADV | BMO DIRECT INVEST INC. | CHIEF COMPLIANCE OFFICER | CHICAGO, IL |