LISTER TERRY LEE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. LISTER TERRY LEE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WADDELL & REED, INC. | CHIEF REGULATORY OFFICER, CHIEF COMPLIANCE OFFICER | OVERLAND PARK, KS |
| — | Form ADV | CAMBRIDGE INVESTMENT RESEARCH, INC. | EXEC. VICE PRESIDENT/SEC'Y/GENERAL COUNSEL | FAIRFIELD, IA |
| — | Form ADV | ENERIC FINANCIAL SERVICES, INC. | SR. VICE PRESIDENT/SEC'Y/GENERAL COUNSEL/DIR OF COMPLIANCE | FAIRFIELD, IA |