FINDLAY DAVID MAIR appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FINDLAY DAVID MAIR appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NOMURA CORPORATE RESEARCH AND ASSET MANAGEMENT INC | EXECUTIVE MANAGING DIRECTOR, CHAIRMAN OF THE BOARD & CHIEF LEGAL OFFICER | NEW YORK, NY |
| — | Form ADV | NOMURA ASSET MANAGEMENT U.S.A. INC | PRESIDENT & CEO | NEW YORK, NY |
| — | Form ADV | NOMURA SECURITIES INTERNATIONAL, INC. | EXECUTIVE CHAIRMAN,SECRETARY & SENIOR MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | NOMURA FUNDS RESEARCH AND TECHNOLOGIES AMERICA INC. | BOARD MEMBER | NEW YORK, NY |
| — | Form ADV | NOMURA IBJ GLOBAL INVESTMENT ADVISORS INC | DIRECTOR | NEW YORK, NY |
| — | Form ADV | NOMURA GLOBAL ALPHA LLC | PRESIDENT | NEW YORK, NY |