KAPLAN DAVID ALAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KAPLAN DAVID ALAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BRADDOCK FINANCIAL LLC | CHIEF COMPLIANCE OFFICER | DENVER, CO |
| — | Form ADV | MAPLE TREE PARTNERS, L.P. | PRESIDENT | GREENWICH, CT |