BAKER THOMAS ALAN

BAKER THOMAS ALAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BAKER THOMAS ALAN appears on 4 filing roles across Form ADV (4).

Registered advisers

BLUE OAK CAPITAL LLC — MEMBER
HSBC MANAGEMENT (GUERNSEY) LIMITED — ALTERNATE DIRECTOR
SORTIS FUND MANAGER, LLC — MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER
E*TRADE ADVISORY SERVICES, INC. — VICE PRESIDENT

Filings (4)

Filed	Source	Entity	Role	Location
—	Form ADV	BLUE OAK CAPITAL LLC	MEMBER	MENLO PARK, CA
—	Form ADV	HSBC MANAGEMENT (GUERNSEY) LIMITED	ALTERNATE DIRECTOR	ST PETER PORT
—	Form ADV	SORTIS FUND MANAGER, LLC	MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER	PORTLAND, OR
—	Form ADV	E*TRADE ADVISORY SERVICES, INC.	VICE PRESIDENT	ARLINGTON, VA

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