CUMMINGS WILLIAM FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CUMMINGS WILLIAM FRANCIS appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OSAIC INSTITUTIONS, INC. | EXECUTIVE VICE PRESIDENT, COO AND GENERAL COUNSEL | MERIDEN, CT |
| — | Form ADV | LBA WEALTH MANAGEMENT, LLC | MEMBER | JACKSONVILLE, FL |