WEISS JAMES MICHAEL appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. WEISS JAMES MICHAEL appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MODUS ADVISORS, LLC | MEMBER | EXCELSIOR, MN |
| — | Form ADV | NCP GROUP, LP | MANAGING DIRECTOR AND LIMITED PARTNER | BOSTON, MA |
| — | Form ADV | BANCWEST INVESTMENT SERVICES, INC. | BWIS SR. VICE PRESIDENT - CHIEF COMPLIANCE OFFICER | OMAHA, NE |
| — | Form ADV | STATE STREET RESEARCH & MANAGEMENT COMPANY | DIRECTOR AND EXECUTIVE VICE PRESIDENT | BOSTON, MA |
| — | Form ADV | WEISS CAPITAL MANAGEMENT, INC. | PRESIDENT | — |
| — | Form ADV | SCHOTTENFELD GROUP GP LLC | PRESIDENT | NEW YORK, NY |