SHAGAWAT JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SHAGAWAT JAMES appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BARON FINANCIAL GROUP LLC | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | FAIR LAWN, NJ |
| — | Form ADV | STONEGATE WEALTH MANAGEMENT, LLC | PARTNER | CARY, NC |