SWALLOW MICHAEL FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWALLOW MICHAEL FRANCIS appears on 10 filing roles across Form ADV (10).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | WELLINGS CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | FOREST, VA |
| — | Form ADV | SCG ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NAPERVILLE, IL |
| — | Form ADV | PROMETHOS CAPITAL, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | PRIVATE PORTFOLIO PARTNERS, LLC | CHIEF COMPLIANCE OFFICER | PARAMUS, NJ |
| — | Form ADV | VALLEY FORGE ASSET MANAGEMENT, LLC | CFO, VICE PRESIDENT | KING OF PRUSSIA, PA |
| — | Form ADV | TYLER WEALTH COUNSELORS, INC. | CHIEF COMPLIANCE OFFICER, CFO & TREASURER | EXTON, PA |
| — | Form ADV | STRATTON MANAGEMENT COMPANY | TREASURER | KING OF PRUSSIA, PA |
| — | Form ADV | WIDMANN, SIFF & CO., INC. | TREASURER, EXECUTIVE VICE PRESIDENT & CHIEF RISK OFFICER | HAVERFORD, PA |
| — | Form ADV | STURDIVANT & CO. INC. | VICE PRESIDENT-FINANCE,OPERATIONS & ADMINISTRATION (CFO) | VOORHEES, NJ |
| — | Form ADV | PATRIOT ADVISORS, INC. | TREASURER | EXTON, PA |