RIVERA JOSEPH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RIVERA JOSEPH appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SHAMROCK CAPITAL ADVISORS, LLC | CCO | LOS ANGELES, CA |
| — | Form ADV | HULL CAPITAL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CARAVEL MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER AND DIRECTOR OF FINANCE | NEW YORK, NY |
| — | Form ADV | SHAMROCK CAPITAL ADVISORS, INC | CHIEF COMPLIANCE OFFICER AND TREASURER | BURBANK, CA |