KLEIN GERALD HOWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KLEIN GERALD HOWARD appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | KLEIN PAVLIS & PEASLEY FINANCIAL, INC. | VICE PRESIDENT/COMPLIANCE OFFICER | IRVINE, CA |
| — | Form ADV | BRUCE S. BRICKMAN & ASSOCIATES, INC. | MEMBER OF BRICKMAN FUND V GP, L.L.C. AND BRICKMAN FUND VI GP, L.L.C. | OLD GREENWICH, CT |
| — | Form ADV | GERALD KLEIN & ASSOCIATES, INC. | CHIEF EXECUTIVE OFFICER | DANA POINT, CA |
| — | Form ADV | BELVEDERE ASSET MANAGEMENT, LLC | CHIEF FINANCIAL OFFICER | NEWPORT BEACH, CA |