NIES ROYCE NICKOLASE appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. NIES ROYCE NICKOLASE appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FIRST ALLIED SECURITIES, INC. | CEO DENVER DIVISION | SAN DIEGO, CA |
| — | Form ADV | BERGANKDV WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BLOOMINGTON, MN |
| — | Form ADV | NIES FINANCIAL GROUP INC. | PRESIDENT | SARTELL, MN |