DUFFY KATHLEEN ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DUFFY KATHLEEN ELIZABETH appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | INDEPENDENCE WEALTH ADVISORS INC. | PRESIDENT & CHIEF COMPLIANCE OFFICER | MCLEAN, VA |
| — | Form ADV | CANNELL & CO. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | IFOCUS FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER/CO-MANAGING MEMBER | FALLS CHURCH, VA |