STAPLETON ROBERT JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. STAPLETON ROBERT JAMES appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | M1 CAPITAL MANAGEMENT | MANAGING PARTNER | TROY, MI |
| — | Form ADV | THINKORSWIM ADVISORS, INC. | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | CHICAGO, IL |
| — | Form ADV | INDEPENDENCE ONE CAPITAL MANAGEMENT CORP | PRESIDENT,DIRECTOR, CIO | FARMINGTON HILLS, MI |
| — | Form ADV | PARTNERS ADVISORS, L.P. | MANAGING DIRECTOR | HOUSTON, TX |
| — | Form ADV | SIMPLICITY SOLUTIONS, LLC | BOARD OF MANAGERS | MINNEAPOLIS, MN |