HABEGGER KATHLEEN MARY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HABEGGER KATHLEEN MARY appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CLIFFORD SWAN INVESTMENT COUNSEL LLC | CHIEF COMPLIANCE OFFICER | PASADENA, CA |
| — | Form ADV | SWAN PHILIP V ASSOCIATES LLC | CHIEF COMPLIANCE OFFICER | PASADENA, CA |