ROOSSIEN NICK ROBERT appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROOSSIEN NICK ROBERT appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | 9823 CAPITAL, LP | CHIEF COMPLIANCE OFFICER | DALLAS, TX |
| — | Form ADV | PRECEPT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER AND OPERATIONS MANAGER | DALLAS, TX |