FISHEL THOMAS CHAPMAN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. FISHEL THOMAS CHAPMAN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CHARLES SCHWAB & CO., INC. | VP - COMPLIANCE REGISTERED OPTIONS PRINCIPAL | SAN FRANCISCO, CA |
| — | Form ADV | FISHER ASSET MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | PLANO, TX |