MCGUIRE JAMES FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. MCGUIRE JAMES FRANCIS appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LPL FINANCIAL LLC | CCO - BROKERAGE, SROP, CROP, SENIOR VICE PRESIDENT | FORT MILL, SC |
| — | Form ADV | INDEPENDENT ADVISERS GROUP CORP | SR.VICE PRESIDENT & CCO | BOSTON, MA |
| — | Form ADV | UVEST FINANCIAL SERVICES GROUP, INC. | CHIEF COMPLIANCE OFFICER | CHARLOTTE, NC |
| — | Form ADV | STEELRIVER INFRASTRUCTURE MANAGEMENT US LLC | CHIEF LEGAL OFFICER / CHIEF COMPLIANCE OFFICER | SAUSALITO, CA |