SWANSON PAT HENRY appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SWANSON PAT HENRY appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | OXBOW ADVISORS, LLC | DIRECTOR OF RESEARCH | AUSTIN, TX |
| — | Form ADV | REK ADVISORS, INC. | CHIEF COMPLIANCE OFFICER | HOUSTON, TX |