RUTHERFORD PATRICIA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. RUTHERFORD PATRICIA ANN appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NATIONAL PLANNING CORPORATION | CHIEF COMPLIANCE OFFICER | EL SEGUNDO, CA |
| — | Form ADV | FERRIS, BAKER WATTS INCORPORATED | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |