SMITH LEE FRANCIS appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMITH LEE FRANCIS appears on 8 filing roles across Form ADV (8).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEXT FINANCIAL GROUP, INC. | CFO/FINOP | HOUSTON, TX |
| — | Form ADV | COZAD ASSET MANAGEMENT INC | DIRECTOR OF TRADING | CHAMPAIGN, IL |
| — | Form ADV | VISIONARY ASSET MANAGEMENT, INC. | CFO | HOUSTON, TX |
| — | Form ADV | PHYSICIAN ADVISORY RESOURCES,LLC | CHIEF COMPLIANCE OFFICER, DIRECTOR OF TRADING | CHAMPAIGN, IL |
| — | Form ADV | SIKICH COZAD ASSET MANAGEMENT LLC | CHIEF COMPLIANCE OFFICER, DIRECTOR OF TRADING | CHAMPAIGN, IL |
| — | Form ADV | NEW VOICE FINANCIAL, INC. | SECRETARY/FINOP/CHIEF FINANCIAL OFFICER | HOUSTON, TX |
| — | Form ADV | EMFO, LLC | MANAGING MEMBER | WESTON, FL |
| — | Form ADV | STREETLIGHT ON-DEMAND, LLC | PRESIDENT / CCO | FLORENCE, MA |