CAVANAGH RICHARD EDWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CAVANAGH RICHARD EDWARD appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | NEWMAN DIGNAN & SHEERAR, INC | CHIEF COMPLIANCE OFFICER | PROVIDENCE, RI |
| — | Form ADV | WHALEROCK POINT PARTNERS, LLC | CHIEF COMPLIANCE OFFICER & PARTNER | WEST PALM BEACH, FL |
| — | Form ADV | KERN CAPITAL MANAGEMENT LLC | SHAREHOLDER-CLASS E SHARES | NEW YORK, NY |
| — | Form ADV | FREMONT INVESTMENT ADVISORS INC | SHAREHOLDER CLASS E | SAN FRANCISCO, CA |