DOMINICK PAULA ANN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DOMINICK PAULA ANN appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | DIRECTOR | NEW YORK, NY |
| — | Form ADV | CREDIT SUISSE SECURITIES (USA) LLC | CHIEF COMPLIANCE OFFICER FOR THE BROKER DEALER | NEW YORK, NY |
| — | Form ADV | BANC OF AMERICA SECURITIES LLC | MANAGER | NEW YORK, NY |