THOMAS JAMES EDWARD appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. THOMAS JAMES EDWARD appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | SPRING LAKE ASSET MANAGEMENT, INC. | CHIEF OPERATING OFFICER/CHIEF COMPLIANCE OFFICER | — |
| — | Form ADV | CARY STREET PARTNERS INVESTMENT ADVISORY LLC | MANAGING DIRECTOR | RICHMOND, VA |
| — | Form ADV | MASON ROAD WEALTH ADVISORS, L.L.C. | MEMBER | CHESTERFIELD, MO |
| — | Form ADV | THOMAS, MCNERNEY & PARTNERS MGT., LLC | MANAGER | STAMFORD, CT |
| — | Form ADV | MOUNTAIN BROOK CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |