HAYES JAMES C appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HAYES JAMES C appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CADARET, GRANT & CO., INC. | ASSISTANT VICE PRESIDENT | SYRACUSE, NY |
| — | Form ADV | HAYS FINANCIAL GROUP, LLC | PRESIDENT | MINNEAPOLIS, MN |
| — | Form ADV | HAYS INVESTMENT ADVISORS, L.L.C. | OWNER | MINNEAPOLIS, MN |
| — | Form ADV | TOFIAS FINANCIAL ADVISORS LP | SHAREHOLDER | CAMBRIDGE, MA |