CARROLL KENNETH JOHN appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARROLL KENNETH JOHN appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | COMPASS ROSE ASSET MANAGEMENT, LP | CHIEF RISK OFFICER | NEW YORK, NY |
| — | Form ADV | CONCORDIA ADVISORS L.L.C. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | TRILOGY CAPITAL MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | CONCORDIA ADVISORS (BERMUDA) LTD. | CHIEF COMPLIANCE OFFICER | FLATTS, SMITHS |
| — | Form ADV | KORTRIGHT CAPITAL PARTNERS LP | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NEW YORK, NY |