KELLER BARBARA A appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KELLER BARBARA A appears on 6 filing roles across Form ADV (6).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | BEAR STEARNS ASSET MANAGEMENT INC. | SECRETARY, CHIEF COMPLIANCE OFFICER, MANAGING DIRECTOR | NEW YORK, NY |
| — | Form ADV | HARTFORD INVESTMENT MANAGEMENT COMPANY | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | HARTFORD, CT |
| — | Form ADV | BRADY WARE INVESTMENT COUNSEL, LLC | SECRETARY | DAYTON, OH |
| — | Form ADV | DB ADVISORS, L.L.C. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | BARCLAYS CAPITAL INC. | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISER | NEW YORK, NY |
| — | Form ADV | BARCLAYS PRIVATE CREDIT PARTNERS LLC | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |