ROGERS TIMOTHY DAVID appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROGERS TIMOTHY DAVID appears on 23 filing roles across Form ADV (23).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | LEGACY FINANCIAL STRATEGIES, LLC | MINORITY OWNER / PRINCIPAL | OVERLAND PARK, KS |
| — | Form ADV | SUMMIT INVESTMENT ADVISORY SERVICES, LLC | CHIEF COMPLIANCE OFFICER | ROSEVILLE, MN |
| — | Form ADV | BROWN ADVISORY INVESTMENT SOLUTIONS GROUP LLC | GENERAL COUNSEL | BALTIMORE, MD |
| — | Form ADV | SIGNATURE FINANCIAL MANAGEMENT INC | GENERAL COUNSEL | NORFOLK, VA |
| — | Form ADV | VERACITY CAPITAL LLC | PRESIDENT/CHIEF OPERATING OFFICER | ATLANTA, GA |
| — | Form ADV | BROWN ADVISORY LLC | GENERAL COUNSEL | BALTIMORE, MD |
| — | Form ADV | RPO LLC | MANAGING MEMBER | STAMFORD, CT |
| — | Form ADV | AST INVESTMENT SERVICES, INC. | VICE PRESIDENT | SHELTON, CT |
| — | Form ADV | BROWN ADVISORY LTD. | CHIEF COMPLIANCE OFFICER | LONDON |
| — | Form ADV | CAVANAUGH CAPITAL MANAGEMENT INC | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | ALEX. BROWN INVESTMENT MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | BROWN INVESTMENT ADVISORY INCORPORATED | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | WINSLOW MANAGEMENT COMPANY, LLC | CHIEF COMPLIANCE OFFICER | BOSTON, MA |
| — | Form ADV | BROWN ADVISORY SECURITIES, LLC | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | HIGHMOUNT CAPITAL LLC | MANAGER | NEW YORK, NY |
| — | Form ADV | BROWN ADVISORY CAVANAUGH LLC | CHIEF COMPLIANCE OFFICER | BALTIMORE, MD |
| — | Form ADV | JNF ADVISORS, INC. | CFO | LOUISVILLE, KY |
| — | Form ADV | MERITAGE CAPITAL, LLC | GROUP GENERAL COUNSEL | AUSTIN, TX |
| — | Form ADV | CIBC WORLD MARKETS CORP. | PRESIDENT, DIRECTOR | NEW YORK, NY |
| — | Form ADV | AMERICAN SKANDIA ADVISORY SERVICES, INC. | VICE PRESIDENT | SHELTON, CT |
| — | Form ADV | ADVANTAGE INDIA, INC. | CHAIRMAN, CEO | NEW YORK, NY |
| — | Form ADV | JD CAPITAL MANAGEMENT LLC | CHIEF EXECUTIVE OFFICER/ SOLE MEMBER | GREENWICH, CT |
| — | Form ADV | BLACKHAW WEALTH MANAGEMENT, LLC | CHIEF COMPLIANCE OFFICER & GENERAL COUNSEL | AUSTIN, TX |