ROTH PETER E appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. ROTH PETER E appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | NON-EXECUTIVE DIRECTOR | LONDON |
| — | Form ADV | KBW ASSET MANAGEMENT INC | CEO | NEW YORK, NY |
| — | Form ADV | ROTH CAPITAL PARTNERS GP, LLC | TRUSTEE | NEWPORT BEACH, CA |