COOK STEPHEN JAMES

COOK STEPHEN JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. COOK STEPHEN JAMES appears on 10 filing roles across Form ADV (10).

Registered advisers

Filings (10)

FiledSourceEntityRoleLocation
Form ADVCM INVESTMENT PARTNERS LLCCHIEF COMPLIANCE OFFICERNEW YORK, NY
Form ADVDREAM CAPITAL ADVISORS, LLCPRESIDENT AND CCOLINCOLNSHIRE, IL
Form ADVBROADMARK ASSET MANAGEMENT LLCCHIEF COMPLIANCE OFFICERDALLAS, TX
Form ADVTEGEAN CAPITAL MANAGEMENT, LLCCHIEF COMPLIANCE OFFICERNEW YORK, NY
Form ADVSLR CAPITAL PARTNERS, LLCCHIEF COMPLIANCE OFFICERNEW YORK, NY
Form ADVCONSONANCE CAPITAL PARTNERS, LPCHIEF COMPLIANCE OFFICERNEW YORK, NY
Form ADVSCOR INVESTMENT PARTNERS UK - CORIOLIS LTDSHAREHOLDER - A SHARESLONDON
Form ADVPRIO WEALTH LIMITED PARTNERSHIPLIMITED PARTNER & MANAGING DIRECTORBOSTON, MA
Form ADVCCFG ADVISORS, LLCCHIEF COMPLIANCE OFFICERLOS ANGELES, CA
Form ADVCONSONANCE CAPITAL MANAGEMENT LPCHIEF COMPLIANCE OFFICERNEW YORK, NY

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