KLEIN GARY PETER appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. KLEIN GARY PETER appears on 5 filing roles across Form ADV (5).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FOX RUN MANAGEMENT LLC | MANAGING MEMBER, CEO AND CCO | GREENWICH, CT |
| — | Form ADV | PALM BEACH CAPITAL MANAGEMENT III, LLC | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | BLUE SEA CAPITAL LLC | CHIEF COMPLIANCE OFFICER | WEST PALM BEACH, FL |
| — | Form ADV | REGAL ADVISORY SERVICES, INC. | VICE PRESIDENT | WOODLAND HILLS, CA |
| — | Form ADV | REGAL WEALTH GROUP INC. | PRESIDENT / IAR | SEAL BEACH, CA |