CARLSON THOMAS JAMES appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. CARLSON THOMAS JAMES appears on 7 filing roles across Form ADV (7).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | AEA INVESTORS SBF LP | MEMBER OF AEA INVESTORS SBF GP LLC | NEW YORK, NY |
| — | Form ADV | VAN ECK ASSOCIATES CORPORATION | PRESIDENT | NEW YORK, NY |
| — | Form ADV | COMMERCE CAPITAL MARKETS, INC. | MANAGING DIRECTOR | PHILADELPHIA, PA |
| — | Form ADV | METROPOLITAN CAPITAL MANAGEMENT, INC. | EXECUTIVE VICE PRESIDENT, TREASURER, AND DIRECTOR | LITTLE ROCK, AR |
| — | Form ADV | IVY INVESTMENT MANAGEMENT COMPANY | DIRECTOR, PRESIDENT AND TREASURER | OVERLAND PARK, KS |
| — | Form ADV | MACKENZIE INVESTMENT MANAGEMENT INC | DIRECTOR, PRESIDENT & CEO | BOCA RATON, FL |
| — | Form ADV | IVY MANAGEMENT INC | DIRECTOR, CHAIRMAN & SVP | BOCA RATON, FL |