DOOLEY JAMES J appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. DOOLEY JAMES J appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | HEALTHCARE COMMUNITY SECURITIES CORPORATION | EXECUTIVE OFFICER/BOARD MEMBER | RENSSELAER, NY |
| — | Form ADV | STONE HARBOR INVESTMENT PARTNERS, LLC | CHIEF FINANCIAL OFFICER | NEW YORK, NY |
| — | Form ADV | LEGATRUST FINANCIAL ADVISORS, INC. | PRESIDENT, CHIEF COMPLIANCE OFFICER | SAINT LOUIS, MO |