HEFFRON KRISTI J appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. HEFFRON KRISTI J appears on 4 filing roles across Form ADV (4).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CAIN, WATTERS & ASSOCIATES, LLC | CHIEF COMPLIANCE OFFICER | FRISCO, TX |
| — | Form ADV | SMH CAPITAL ADVISORS LLC | CHIEF COMPLIANCE OFFICER | FORT WORTH, TX |
| — | Form ADV | GREEN INVESTMENT MANAGEMENT, INC. | CHIEF COMPLIANCE OFFICER | FORT WORTH, TX |
| — | Form ADV | PRIVUS FINANCIAL, LLC | CHIEF COMPLIANCE OFFICER | IRVING, TX |