SMALL KATHLEEN ELIZABETH appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. SMALL KATHLEEN ELIZABETH appears on 2 filing roles across Form ADV (2).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | CANNELL & CO. | CHIEF COMPLIANCE OFFICER | NEW YORK, NY |
| — | Form ADV | NICHOLAS-APPLEGATE CAPITAL MANAGEMENT LLC | HEAD OF CONSULTANT RELATIONS | SAN DIEGO, CA |