BRIGGS RICHARD RAYMOND appears across SEC filings — Form ADV advisers, Form D, Reg A, and crowdfunding offerings. BRIGGS RICHARD RAYMOND appears on 3 filing roles across Form ADV (3).
| Filed | Source | Entity | Role | Location |
|---|---|---|---|---|
| — | Form ADV | FOUNDERS FINANCIAL SECURITIES, LLC | CHIEF COMPLIANCE OFFICER/COMPLIANCE REGISTERED OPTIONS PRINCIPAL | TOWSON, MD |
| — | Form ADV | DEUTSCHE BANK SECURITIES INC. | CROP/RETAIL | NEW YORK, NY |
| — | Form ADV | CHAPIN DAVIS, INC | CCO | BALTIMORE, MD |